STATE SECURITIES & INVESTMENT ADVISOR REGISTRATION:
Registered Representative may only discuss/ and or transact securities business with residents of the following states: AL, AZ, CA, CO, FL, GA, HI, ID, IL, KS, MD, MI, MN, MS, MT, NC, NV, NY, OK, OR, RI, SC, TN, TX, UT, VA & WA
No offers may be made or accepted from any resident outside the specific state(s) referenced above
Advisory and financial planning services offered through Chatterton & Associates, a registered investment adviser. The Investment Advisor Representatives of Chatterton & Associates also offer securities through Royal Alliance Associates, Inc., member FINRA/SIPC. Planning You Can Trust is a marketing and communications name for financial and tax planning services offered through Chatterton & Associates and estate planning services offered through The Law Office of James F. Roberts. Listed entities are not affiliated with Royal Alliance Associates, Inc. Neither Royal Alliance Associates, Inc nor its representatives provide tax or legal advice.
Chatterton & Associates bookkeeping, tax planning, and tax preparation services are not offered as investment services. Enrolled agents are not registered or licensed to provide investment advice or transactions. Chatterton’s registered representatives offer securities through Royal Alliance Associates, Inc., a registered broker-dealer and member FINRA/SIPC. Royal Alliance Associates, Inc. is separately owned and other entities and/or marketing names, products or services referenced here are independent of Royal Alliance Associates, Inc. Advisory and financial planning services offered through Chatterton & Associates, a registered investment advisor.
IMPORTANT CONSUMER INFORMATION:
A broker-dealer, investment adviser, BD agent, or IA rep may only transact business in a state if first registered, or is excluded or exempt from state broker-dealer, investment adviser, BD agent, or IA rep registration requirements, as appropriate. Follow-up, individualized responses to persons in a state by such a firm or individual that involve either affecting or attempting to affect transactions in securities, or the rendering of personalized investment advice for compensation, will not be made without first complying with appropriate registration requirements, or an applicable exemption or exclusion. For information concerning the licensing status or disciplinary history of a broker-dealer, investment adviser, BD agent, or IA rep, a consumer should contact his or her state securities law administrator.