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Your choice of the right financial professionals is not a simple one.
It may also be one of the most significant investment decisions you will make in your lifetime.

At Chatterton & Associates, you are our greatest asset. Your happiness, your financial future and your trust in us are our highest priorities. Client satisfaction leads to growth and stability. These are the foundations we look to as we build our company for the future. 

Our main objective is to provide your financial confidence today and far into the future. We conduct an in-depth evaluation of your financial profile in order to create a structured plan based on cash flow, investment time frame and client risk tolerance. Your financial goals will play a key role in determining which financial instruments we will implement in striving to obtain financial success.

We will help you maximize your financial efforts with a well-organized plan and continue to provide you details and recommendations throughout your relationship with us.

Chatterton & Associates – The Wealth Management Team, Inc. is an independent, full-service financial planning firm registered with and regulated by the Securities and Exchange Commission (SEC) as an Investment Advisor.

What is a CFP® &
What Can We Offer You?

A Certified Financial Planner is a recipient of the professional certification given in the United States by the Certified Financial Planner Board of Standards. It indicates that the recipient has met the CFP Board’s high standards of professional education, adheres to a specific code of conduct, and maintains an ethical and professional attitude towards their clients. We have to be knowledgeable in all facets of financial planning, including retirement planning, insurance planning, tax planning, estate planning, and financial investments. The Chatterton & Associates Financial Planners have a combined experience of around 45 years in providing professional services, proactive financial solutions and straightforward advice.  

Your Safety is Our &

At Chatterton & Associates, the protection of our client’s assets is a key priority. There is no such thing as a Chatterton & Associates account, as all assets we manage are held in the client’s name with highly reputable third- party custodians. These trusted entities generate monthly/ quarterly statements on the value of your investments and provide transaction updates. They also notify you of any changes in how accounts are registered. Our employees never have direct access to client assets, as all deposits are made in the form of a check payable to the third- party custodian. All distributions must be sent to the address of record or directly transferred to a like- registered account unless authorized by the client.

Furthermore, Chatterton & Associates is subject to regular and rigorous audits conducted by the Securities and Exchange Commission (SEC), and employs a dedicated compliance officer to oversee day-to-day operations as well as to develop a comprehensive compliance program.

While not a requirement, Chatterton & Associates currently consults with a securities attorney and has engaged a third-party compliance consultant to conduct annual mock SEC audits to ensure that we are in full compliance at all times. Additionally, as part of our affiliation with FINRA- registered broker-dealer Royal Alliance & Associates, we take part in an annual audit of brokerage businesses. These extensive audits allow us to review and edit our internal processes to better align ourselves with industry best practices, and ultimately to offer our clients a wealth-management experience they can trust.

Check the background of this firm/advisor on FINRA’s BrokerCheck.